Objective
To better serve customers, the client conducted a thorough analysis of the trade execution process to identify any gaps that may have led to missed trades. The objectives were threefold:
- Provide customers with timely and accurate updates on the status of their trades.
- Pinpoint issues in trade matching procedures to understand where and how trades may be falling through the cracks.
- Implement solutions to close operational gaps, enhancing trade oversight and minimizing the risk of future execution errors.
By taking a systematic approach to process understanding, the aim was to improve trade execution quality, boost customer satisfaction through enhanced transparency, and reduce compliance and operational risks.